Civil action commenced in the Superior
Court Department on September 19, 2018.
A motion to dismiss was heard by Kenneth
W. Salinger, J.
Stephen S. Churchill for the plaintiffs.
John S. Gearan (Terence P. McCourt also
present) for the defendant.
BLAKE, J.
The plaintiffs, Craig Harrison and Barbara Ruchie, were hired by
staffing agencies to perform information technology (IT) services for the
defendant, Massachusetts Bay Transportation Authority (MBTA). As relevant here, the plaintiffs filed a
complaint[2] in the Superior Court against the MBTA for violation of G. L.
c. 149, § 148B, the independent contractor statute. Harrison also alleged retaliation under
G. L. c. 149, § 148A.[3]
The MBTA moved to dismiss these claims contending that as a public
employer and political subdivision of the Commonwealth, the claims were barred
by sovereign immunity. The motion judge
so concluded and dismissed the claims for lack of jurisdiction. The plaintiffs appeal from the judgment
dismissing these claims. We affirm.
Background. We accept as true the facts drawn from the
plaintiffs' well-pleaded complaint. See
Osborne-Trussell v. Children's Hosp. Corp., 488 Mass. 248, 250 (2021). From March 2017 until July 2018, Harrison
performed IT services for the MBTA pursuant to a contract between the MBTA and
M&R Consultants Corporation (M&R).
Under the terms of the contract, the MBTA paid M&R for the IT services
performed by Harrison, and M&R in turn paid Harrison. From June 2016 until February 2017, Ruchie
performed IT services for the MBTA pursuant to a contract between the MBTA and
Computer Merchant, LTD (Computer Merchant).
Under the terms of the contract, Ruchie was paid by and received certain
benefits as a W-2 employee of Computer Merchant. Both plaintiffs were required to report to
MBTA offices on times and days set by the MBTA.
The plaintiffs allege that they were misclassified by the MBTA under the
independent contractor statute, and Harrison also claims that he was fired in
retaliation for asserting that he had been misclassified.
Discussion. 1.
Standard of review. We review, de
novo, the judge's legal conclusions that sovereign immunity bars the
plaintiffs' claims and was not waived. See
Brown v. Office of the Comm'r of Probation, 475 Mass. 675, 677 (2016). See generally Donahue v. Trial Court, 99
Mass. App. Ct. 180, 182 (2021).
2.
Establishment of the MBTA. In the
early 1960s, a "network of private companies [regulated by the Massachusetts
Transportation Authority] . . . provided mass transportation services
in the greater Boston area."
Lavecchia v. Massachusetts Bay Transp. Auth., 441 Mass. 240, 244 (2004). In response to the "imminent
failure" of a number of these private street railway companies and the
availability of Federal aid, the Legislature created the MBTA as "a body
politic and corporate and a political subdivision of the commonwealth"
(citation omitted). Id. at 243. Its public purpose was to "operate, in
the public interest, commuter railroads, rapid transit, buses, street-cars[,]
and any other forms of mass transportation" (citation omitted). Id. at 243-244.
At the time the MBTA was created, the
Commonwealth had consented to suit in a very limited number of situations. See Lavecchia, 441 Mass. at 244 n.7
("Massachusetts still [clung] tenaciously to the concept that the
sovereign [could] do no wrong and ha[d] relinquished little of its sovereign
immunity. . . . However,
the state had shown an inclination to provide greater relief to the person
injured by the tortious activity of local communities" [citation
omitted]). Although contract actions
were permitted against the Commonwealth, tort actions were not. Id.
The Legislature included a provision in the MBTA's enabling act,
however, waiving immunity, inserted by St. 1964, c. 563, § 21, and
codified at G. L. c. 161A, § 21,[4] with an eye toward allowing
"the public to retain the right to bring tort actions against the MBTA to
the extent that such a right previously had been available against private
railway and streetcar companies."[5]
Lavecchia, supra at 244. See
Smith v. Massachusetts Bay Transp. Auth. 462 Mass. 370, 373 (2012) (Legislature
"placed the MBTA on the same footing as any private transport operator, requiring
it, among other things, to pay interest and costs in accordance with the law
generally applicable to claims in tort").
In November 2009, the Legislature added
the MBTA to the list of "public employers" covered by the
Massachusetts Tort Claims Act, and struck the entire second paragraph of
G. L. c. 161A, § 38. See
St. 2009, c. 25, §§ 112-113, 123 (2009 amendments). Importantly, the Legislature also struck the
language in paragraph one of § 38 that made the MBTA liable "to the
same extent as a private street railway company" for certain acts and
negligence, thereby leaving no doubt as to the MBTA's status as a State entity
and "public employer" under § 38. Cf. Smith, 462 Mass. at 371 (2009 amendments
made MBTA "public employer" under the Tort Claims Act).
3.
Rules of construction. "The
general rule of law with respect to sovereign immunity is that the Commonwealth
or any of its instrumentalities cannot be impleaded in its own courts except
with its consent, and, when that consent is granted, it can be impleaded only
in the manner and to the extent expressed [by] statute" (quotation and
citation omitted). DeRoche v.
Massachusetts Comm'n Against Discrimination, 447 Mass. 1, 12 (2006). "[W]aiver[s] of sovereign immunity must
be 'expressed by the terms of the statute, or appear by necessary implication
from them'" (citation omitted).
Commonwealth v. Exxon Mobil Corp., 489 Mass. 724, 731 (2022) (Exxon
Mobil). Accord Boston Med. Ctr. Corp. v.
Secretary of the Exec. Office of Health & Human Servs., 463 Mass. 447, 454
(2012).
Although we apply a "natural and
ordinary reading of the statute [allegedly waiving immunity]," Trustees of
Health & Hosps. of Boston, Inc. v. Massachusetts Comm'n Against
Discrimination, 65 Mass. App. Ct. 329, 338 (2005), S.C., 449 Mass. 675 (2007),
"[t]he rules of construction governing statutory waivers of sovereign
immunity are stringent" (citation omitted). Grand Manor Condominium Ass'n v. Lowell, 100
Mass. App. Ct. 765, 770 (2022). However,
"even a strict interpretation must be reasonable" (citation
omitted). Id. A sovereign immunity analysis ultimately
turns on legislative intent. Id.
4.
Legislative intent.[6] The
statutory language is "the primary source of insight into"
legislative intent (citation omitted).
Casseus v. Eastern Bus Co., 478 Mass. 786, 795 (2018). The first paragraph of the antiretaliation
provision of the wage and hours laws, G. L. c. 149, § 148A,
states: "No employee shall be
penalized by an employer in any way as a result of any action on the part of an
employee to seek his or her rights under the wages and hours provisions of this
chapter."[7] Although the statute uses the terms "employee" and
"employer," it is silent as to whether public employment is covered
by its provisions. Relying on the
Legislature's use of the words "employee" and "employer" in
the first and second paragraphs of G. L. c. 149, § 148A, the
plaintiffs argue that § 148A "is expressed in the most expansive
terms possible, with no limitations or language narrowing its scope." We disagree, as we believe that the terms
"employee" and "employer," undefined in this section of the
statute, create an ambiguity as to whether these words apply to public employers
such as the MBTA. Contrast, e.g., G. L. c. 149, § 6 1/2 (a)
(broadly defining "public employers" as "any agency, executive
office, department, board, commission, bureau, division or authority of the
commonwealth or of any political subdivision of the commonwealth, any
quasi-public independent entity and any authority or body politic and corporate
established by the general court to serve a public purpose"); G. L.
c. 149, § 52C (defining "employer" subject to personnel
records law as "an individual, corporation, partnership, labor organization,
unincorporated association or any other legal business, public or private, or
commercial entity including agents of the employer"). The notable absence of any indication in the
retaliation provisions that the Legislature intended to include within their
scope public employers, such as the MBTA, militates against application of
these provisions to the MBTA.[8]
Likewise, the independent contractor
statute, G. L. c. 149, § 148B, added by St. 1990, c. 464,
is silent as to whether public employment is encompassed within its provisions,
and therefore creates an ambiguity.[9]
To resolve this ambiguity, we are guided by the Legislature's use of the
word "whoever" in the remedial provision of the statute.[10] The
Legislature has defined, for purposes of construing all Massachusetts statutes,
the word "whoever" to "include corporations, societies,
associations, and partnerships."
G. L. c. 4, § 7, Twenty-third. And "as [a] general rule," absent
clear indication in the statute to the contrary -- not present here -- the
"word 'whoever' when used in [the] General Laws does not encompass
government agencies or municipalities" (emphasis added, citation
omitted). Boxford v. Massachusetts
Highway Dep't, 458 Mass. 596, 605 (2010).
See Hansen v. Commonwealth, 344 Mass. 214, 219 (1962) ("it is a
widely accepted rule of statutory construction that general words in a statute
. . . will not ordinarily be construed to include the State or
political subdivisions thereof").
Accord Exxon Mobil, 489 Mass. at 731 (Attorney General is not
"party" within meaning of G. L. c. 231, § 59H).
The Legislature has subjected public
entities to the terms of a statute by the use of express "language to that
effect." Commonwealth v. Voight, 28
Mass. App. Ct. 769, 772 (1990). See,
e.g., Brown, 475 Mass. at 677 (General Laws c. 151B "waives sovereign
immunity in several respects by including the Commonwealth 'and all political
subdivisions . . . thereof' in its definition of the persons and
employers subject to it" [citation omitted]). As the plaintiffs acknowledge, many sections
of c. 149 expressly cover public employers and public employees.[11] In the statutes at issue here, the
Legislature did not include a definition section or other statutory language
that would demonstrate that waiver of sovereign immunity was intended, despite
the fact that it clearly knew how to do so.[12]
We address the plaintiffs' arguments that the Legislature nonetheless
intended that the independent contractor statute and the antiretaliation
provision to apply to public employment.
a.
Language of G. L. c. 161A.
The plaintiffs contend that certain sections of the MBTA's enabling
statute, G. L. c. 161A, waive sovereign immunity. They first argue that although the waiver of
immunity for tort liability in G. L. c. 161A, § 38, may have changed since
the statute's enactment in 1964, its waiver of immunity for liability for the
MBTA's "acts" has not.[13]
They interpret the language of the first paragraph of § 38, in
light of the Legislature's failure to delete it in its entirety in 2009, to
show a clear intention for the MBTA to be "broadly liable for its
acts." But the nature of the 2009
amendments and the historical context foreclose this argument.
The 2009 amendments ensured that the MBTA
would be treated as a public entity for liability purposes. Those amendments show together an intention
to modify the complete waiver of immunity granted in 1964 for, among other
things, the "acts and negligence" of the MBTA's directors, servants,
and employees in its management and operation.
See Smith, supra at 374 (impact of 2009 amendments was to narrow
"the scope of the Commonwealth's consent to suit").[14] To the extent that the statute submits the
MBTA to the jurisdiction of the courts, it does so as a State entity -- not as
a private company. Accordingly,
statutory claims against the MBTA must include within the statute a waiver of
sovereign immunity, which is absent here.
Thus, the plaintiffs' reliance on § 38 fails.
b.
"Sue-and-be-sued" clause of G. L. c. 161A,
§ 2. The plaintiffs next argue that
G. L. c. 161A, § 2, which provides that the MBTA "shall
have the power . . . to sue and be sued in law and equity"
waives sovereign immunity.[15] Like any
government entity, the MBTA possesses only those powers that the Legislature
conferred upon it. The
"sue-and-be-sued" language appears in the statutory section creating
the MBTA and bestowing general powers upon it.[16] The placement of the language in G. L.
c. 161A, § 2, demonstrates the Legislature's intention to permit the
MBTA to sue opr be sued in its own name; it does nothing more, and nothing
less. See, e.g., Eastern Mass. St. Ry.
v. Massachusetts Bay Transp. Auth., 350 Mass. 340, 342-343 (1966) (MBTA
properly exercised its powers granted by G. L. c. 161A by entering
into contract with independent contractor to provide certain rail
transportation). The MBTA is a hybrid
government entity, "a body politic and corporate and a political
subdivision of the commonwealth."
G. L. c. 161A, § 2.
On the one hand, it has a "separate corporate existence," but
on the other hand, it "perform[s] special public functions," Kargman
v. Boston Water & Sewer Comm'n, 18 Mass. App. Ct. 51, 57 n.7, 59 (1984),
and is not "amenable to suit without the Commonwealth's express
consent," Smith, 462 Mass. at 373.
Absent the power to sue or be sued, the MBTA could not be a party to
litigation in its own name, and it would be unable to maintain its separate
corporate existence or fulfill its public purpose and responsibilities. See Kargman, supra. In upholding the constitutionality of
G. L. c. 161A's standards, the Supreme Judicial Court stated that
"[the MBTA] is that kind of agency of the sovereign for which broad
general powers and standards are appropriate." Massachusetts Bay Transp. Auth. v. Boston
Safe Deposit & Trust Co., 348 Mass. 538, 542-543 (1965). "Waiver of sovereign immunity will not
be lightly inferred." Lopez v.
Commonwealth, 463 Mass. 696, 701 (2012).
We are satisfied that if the Legislature had intended a broad waiver of
immunity in the "sue-and-be-sued" clause in G. L. c. 161A,
§ 2, it would have included such a provision. See Bain v. Springfield, 424 Mass. 758, 764
(1997) ("we do insist on a specific statement or clear implication before
we take the Legislature to have waived the immunity of the Commonwealth").[17]
In addition, the plaintiffs' reliance on
Building Inspector & Zoning Officer of Aquinnah v. Wampanoag Aquinnah
Shellfish Hatchery Corp., 443 Mass. 1 (2004), is misplaced as that case
involved a waiver of tribal sovereign immunity, which is "governed by its
own distinctive law . . . to be distinguished from State sovereign
immunity," and an express agreement by the tribe to be treated in the same
manner as a Massachusetts corporation.
Id. at 11-15. Moreover, many
statutes contain "sue-and-be-sued" clauses or substantially similar
language to that upon which the plaintiffs rely. See, e.g., G. L. c. 6C,
§ 3 (12) ("department [of transportation] shall have
. . . the power to . . . sue and be sued in its own name,
plead and be impleaded"); G. L. c. 40, § 2 (towns may sue
and be sued in their own names); G. L. c. 71, § 16 (b)
(regional school districts may sue and be sued to same extent and upon same
conditions as towns). The plaintiffs'
position would effectively result in an expansive waiver of sovereign immunity
for any State or municipal entity with sue-and-be-sued (or similar) language in
its enabling legislation. Such a broad
conclusion would be inconsistent with our sovereign immunity jurisprudence, and
therefore we must reject it.
c.
Language of G. L. c. 149, §§ 148A and 148B. The plaintiffs also argue that G. L.
c. 149, §§ 148A and 148B, waive sovereign immunity because they
"apply to all of chapter 149, multiple provisions of which [include] the
Commonwealth as a[] [covered] employer."
The plaintiffs claim that c. 149 reflects a legislative intention that
the terms "employee," "employer," and
"employment" as used in c. 149's many sections "encompass both private
sector and public sector" employment.
In other words, they perceive a general waiver of sovereign immunity
necessary to effect enforcement of c. 149 as a whole. But c. 149 "constitutes a loose
collection of sections regulating a wide range of business and labor activities
within the Commonwealth." Kessler
v. Cambridge Health Alliance, 62 Mass. App. Ct. 589, 595 n.3 (2004). The various statutory sections of this
"loose collection" embody diverse public policies, address distinct
societal issues, have unique purposes, and provide different remedies. Some apply to public employment. See note 11, supra. Others do not. See, e.g., G. L. c. 149,
§§ 24A, 178A. No over-all
intent to extend the terms "employee" and "employer" to all
employment may be gleaned from its sections.
In fact, G. L. c. 149,
§ 150, provides an aggrieved "employee" with a private right of
action to seek redress for violations of certain enumerated provisions of c.
149. One of those enumerated provisions,
G. L. c. 149, § 33E, covers only public employees. A second, the Wage Act, covers only certain
public employees. Together, they defeat
the plaintiffs' argument that the Legislature intended chapter-wide coverage of
public employment.[18]
The plaintiffs also rely on Jancey v.
School Comm. of Everett, 421 Mass. 482 (1995), S.C., 427 Mass. 603 (1998), to
support a finding of waiver in c. 149 as a whole (and on public policy grounds,
see infra). The Jancey court concluded
that "[m]unicipal employees can clearly sue their employer under the
provisions of MEPA [the Massachusetts Equal Pay Act, G. L. c. 149,
§ 105A]," which, similar to §§ 149A and 149B, does not expressly
encompass public employment. Id. at
499. The court reasoned that the
Legislature added "quite broad" definitions of "employee,"
"employer," and "employment" to c. 149 at the time MEPA was
enacted that "appear[ed] on their face to encompass employers and
employees in both the public and private sectors." Id. at 500.
See G. L. c. 149, § 1.
The court declined to "read into [these broad statutory
definitions] an implied exclusion of public employment," adding that
"[i]f the Legislature had intended to exclude public employment from
coverage, it could have done so by express language." Jancey, supra. But Jancey is readily distinguishable from
this case as the Legislature did not add any special definitions, "quite
broad" or otherwise, to apply to §§ 149A or 149B at the time they
were enacted. Indeed, the definitions
relied on in Jancey apply by their terms only to G. L. c. 149,
§§ 105A to 105C. See G. L.
c. 149, § 1.
It is true that the Legislature could have
added express language confirming its intention to exclude public employment
from the ambit of these statutes. It is
also true that the Legislature could have added language to G. L. c. 149,
§§ 148A and 148B, clarifying that public employees and public employers
were covered. But, given the stringent
rules of construction governing statutory waivers of sovereign immunity, we
think the latter rule of construction controls.
Cf. Ware v. Commonwealth, 409 Mass. 89, 90-91 (1991) (court refused to
apply canon that "statutory expression of one thing is an implied
exclusion of other things omitted from the statute" to imply right to
recover costs against the Commonwealth); Broadhurst v. Director of the Div. of
Employment Sec., 373 Mass. 720, 727 (1977) ("legislative silence as to
interest in [G. L.] c. 151A . . . indicates a legislative
intent that interest not be payable on unemployment benefits"). Moreover, the broad construction favored by
the plaintiffs would require us to add words to the statute that the
Legislature did not include in the first instance. See Donis v. American Waste Servs., LLC, 485
Mass. 257, 266 (2020) ("If the Legislature intentionally omits language
from a statute, no court can supply it" [citation omitted]); Tze-Kit Mui
v. Massachusetts Port Auth., 478 Mass. 710, 712-713 (2018) (declining to add
language not expressly mentioned in Wage Act); Cranberry Realty & Mtge. Co.
v. Ackerley Communications, Inc., 17
Mass. App. Ct. 255, 257 (1983) ("If omission was due to inadvertence, an
attempt to supply it . . . would be tantamount to adding to a statute
a meaning not intended by the Legislature" [citation omitted]).
d.
Public policy. Finally, the
plaintiffs argue that there are public policy reasons to find waiver of
sovereign immunity. Assuming for the
sake of argument that sovereign immunity may be waived on this basis, the
plaintiffs argue that the combination of the size of the Commonwealth's
workforce, the "expansive" language of G. L. c. 149,
§§ 148A and 148B,[19] and their remedial nature support the conclusion
that the Legislature intended that these statutes apply to public
employment. They further argue that the
Legislature could not have reasonably intended as a matter of public policy to
give the Commonwealth, the largest employer in Massachusetts, a "license
to retaliate against its workers and to misclassify employees" at will,
and to leave public employees without a remedy.
To be sure, the remedial nature of the
statute is a factor in any analysis of legislative intent. However, the general rule requiring
employment statutes to be liberally construed, see Depianti v. Jan-Pro
Franchising Int'l, Inc., 465 Mass. 607, 620 (2013), must yield to the more
specific rule requiring strict construction of purported waivers of sovereign
immunity, see, e.g., Brown, 475 Mass. at
681 ("Notwithstanding [G. L. c. 151B, § 9,]'s instruction
that it should 'be construed liberally,' . . . statutory waivers of sovereign
immunity must be understood stringently"); Donahue, 99 Mass. App. Ct. at
184-185 (applying narrow construction of Wage Act, a remedial statute, to
conclude that sovereign immunity barred claim).
To the extent that the plaintiffs rely on
the "broad" definitions of "employer" and
"employ" in certain regulations promulgated by the Department of
Labor Standards to support their policy argument, those regulations pertain to
the administration and enforcement of the Minimum Fair Wages Act, G. L.
c. 151. See 454 Code Mass. Regs.
§ 27.01 (2016). See also 454 Code
Mass. Regs. § 27.01(2) (2016) (describing scope of 454 Code Mass. Regs.
§ 27.00 as "appl[ying] to any employer who employs any person in an
occupation in accordance with [G. L.] c. 151"). They have no application to retaliation and
misclassification claims brought under G. L. c. 149, §§ 148A and
148B.[20] See G. L. c. 149, §§
30A-30C (governing hours of work and overtime for State employees).[21] See also Donahue, 99 Mass. App. Ct. at 187
(where overtime statute, G. L. c. 151, § 1A, does not apply to
those employed by Commonwealth, plaintiff's claim barred by sovereign
immunity); Grenier v. Hubbardston, 7 Mass. App. Ct. 911, 911 (1979) (applying
general rule that "statutes regulating persons and corporations engaged in
trade and industry are ordinarily construed not to apply to the Commonwealth or
its political subdivisions unless the Legislature has expressly or by clear
implication so provided" to hold that G. L. c. 151 does not
cover municipal employees). In any
event, even if these regulations did apply, they do not provide a basis for
waiving sovereign immunity in G. L. c. 149, §§ 148A and 148B.
Neither the alleged broadness of the
statutory language nor the size of the Commonwealth's workforce is a fair
substitute for legislative language demonstrating, expressly or impliedly, that
waiver of sovereign immunity was intended.
Applying sovereign immunity in this case is consistent with the
legislative goal of protecting the public treasury against depletion from unanticipated
money judgments. See Smith, 462 Mass. at
373. Compare id. ("[MBTA] is funded
in part from the Commonwealth's treasury, . . . [and] [u]nder the
doctrine of sovereign immunity, . . . the MBTA is not amenable to suit without
the Commonwealth's express consent"), with Karlin v. Massachusetts
Turnpike Auth., 399 Mass. 765, 766-767 (1987) ("As an independent entity,
supported by its own nontax revenue sources and without the Commonwealth's
credit pledged on its behalf, the [Turnpike] Authority's circumstances do not
present the need for the protection of public funds which underlay the reason
for governmental immunity").
To the extent that the plaintiffs argue
that "[d]enying State employees the protections that the Legislature
deemed so critical to the Wage Act would not effectuate the Act's legislative
intent," the Legislature itself denied those rights to all but limited
classes of public employees. Any
unjustness in the inadequacy of the remedies and the scope of coverage of
G. L. c. 149, §§ 148, 148A, and 148B are matters best addressed
by the Legislature.
Judgment
affirmed.
footnotes
[1] Barbara
Ruchie.
[2] The operative
complaint is the second amended class complaint; however, the plaintiffs never
sought class certification.
[3] Additional
claims against the MBTA and other defendants and third-party defendants were
dismissed, some voluntarily, and there is no appeal before us as to them.
[4] The
Legislature repealed and recodified G. L. c. 161A in 1999. The limited waiver of liability provision of
c. 161A remained unchanged and became § 38.
See St. 1999, c. 127, § 151.
[5] In 1978, the
Legislature excluded the MBTA from the definition of a "public
employer" entitled to the limitations on liability and protections of the Massachusetts
Tort Claim Act. See G. L.
c. 258, § 1, inserted by St. 1978, c. 512, § 15. In 2009, the Legislature amended the
definition of "public employer" to include the MBTA. See St. 2009, c. 25, § 123.
[6] The parties
disagree as to whether the plaintiffs preserved for appellate review their
argument that certain provisions of the MBTA's enabling act waived sovereign
immunity. We presume, without deciding,
that the issue is preserved for purposes of this opinion.
[7] The first
paragraph of § 148A provides a remedy for employees subjected to adverse
actions for taking "any action" to assert their rights under the wage
and hour laws. Smith v. Winter Place
LLC, 447 Mass. 363, 367 (2006).
General Laws c. 149, § 148A, second par., states that
"[a]ny employer who discharges or in any other manner discriminates
against any employee because such employee has made a complaint to the attorney
general or any other person . . . shall have violated this section
and shall be punished or shall be subject to a civil citation or order as
provided in [G. L. c. 149, §] 27C."
[8] In enacting
G. L. c. 149, § 148A, the Legislature created "a cause of
action not recognized at common law prior to the statute's
enactment." Lipsitt v. Plaud, 466
Mass. 240, 247 n.11 (2013). Given the
number of public employees impacted and the potential danger to the public
fisc, we believe that the Legislature would have used more precise language if
it had intended to waive immunity. And
we presume that the Legislature was aware of the limited waiver of sovereign
immunity in the related Wage Act, G. L. c. 149, § 148, at the
time it enacted § 148A. See Jancey
v. School Comm. of Everett, 421 Mass. 482, 496 (1995), S.C., 427 Mass. 603
(1998); Donahue, 99 Mass. App. Ct. at 183-184.
[9] The
independent contractor statute establishes a presumption of employment that a
putative employer may rebut by satisfying a three-prong statutory test. See G. L. c. 149,
§ 148B (a) (1)-(3). The
statute "defines the over-all employer-employee relationship for all cases
arising under G. L. c. 149 and G. L. c. 151." Gallagher v. Cerebral Palsy of Mass., Inc.,
92 Mass. App. Ct. 207, 210 (2017).
Individuals performing services as employees as opposed to independent
contractors are entitled to a host of protections and benefits under our wage
statutes. See Patel v. 7-Eleven, Inc.,
489 Mass. 356, 358-359 (2022).
[10] The remedial
provision of the statute, G. L. c. 149, § 148B (d),
states: "[w]hoever fails to
properly classify an individual as an employee according to this section
. . . shall be punished and shall be subject to all of the criminal
and civil remedies . . . provided in section 27C of this
chapter."
[11] See, e.g.,
G. L. c. 149, § 30A (restricting tours of duty and hours of
"all persons employed by the commonwealth"); G. L. c. 149,
§ 30B (establishing overtime rate, with certain exceptions, for
"[a]ll service . . . rendered by any employee of the
commonwealth"); Massachusetts Parental Leave Act, G. L. c. 149,
§ 105D (defining "employer" by reference to G. L.
c. 151B, § 1 [5]); Massachusetts Earned Sick Time Law,
G. L. c. 149, § 148C (a) (broadly defining "employer"
to include, with certain exceptions, "any individual, corporation,
partnership or other private or public entity, including any agent thereof, who
engages the services of an employee for wages, remuneration or other
compensation"); G. L. c. 149, § 185 (a) (2) (defining
"employer" subject to Whistleblower Act as "the commonwealth,
and its agencies or political subdivisions, including, but not limited to,
cities, towns, counties and regional school districts, or any authority,
commission, board or instrumentality thereof").
[12] We also note
that when the Legislature subsequently enacted additional statutes to this
section of G. L. c. 149, it expressly extended coverage to both
private and public employment. See
G. L. c. 149, §§ 148C and 148D, inserted by St. 2014,
c. 505, § 1.
[13] As codified
in 1999, G. L. c. 161A, § 38, contained three paragraphs:
"The
authority shall be liable for the acts and negligence of the directors on the
board and of the servants and employees of the authority in the management and
operation of the authority and of the properties owned, leased and operated by
it to the same extent as though the authority were a street railway company,
but the directors shall not be personally liable except for malfeasance in
office.
"The
authority shall be liable in tort to passengers, and to persons in the exercise
of due care who are not passengers or in the employment of the authority, for
personal injury and for death and for damages to property in the same manner as
though it were a street railway company; provided that any action for such
personal injury or property damage shall be commenced only within two years
next after the date of injury or damage and in case of death only within two
years next after the date of the injury which caused the death.
"The board
shall have charge of and supervise the investigation, settlement and defense of
all such claims and of all other suits or actions relating to the property or
arising out of the construction, maintenance or operation of the
authority" (emphasis added).
St. 1999, c. 127,
§ 151.
[14] We note that
the MBTA was experiencing a significant budget deficit in the fiscal years
leading up to the 2009 amendments. See
Massachusetts Bay Transp. Auth. v. Somerville, 451 Mass. 80, 87 (2008).
[15] This section
creates the MBTA and authorizes it "to hold property, to sue and be sued
in law and equity and to prosecute and defend all actions relating to its
property and affairs." G. L.
c. 161A, § 2. The statute
further provides that the "[MBTA] shall be liable for its debts and
obligations, but the property of the authority shall not be subject to
attachment nor levied upon by execution or otherwise. Process may be served upon the treasurer of
the [MBTA] or, in the absence of the treasurer, upon any member of the
board." Id.
[16] The
Legislature conferred more specific, additional powers on the MBTA in
G. L. c. 161A, § 3.
[17] The
plaintiffs note that the United States Supreme Court and Federal courts have
interpreted similar sue-and-be-sued clauses in Federal enabling statutes
liberally to effect broad waivers of sovereign immunity. See, e.g., Federal Deposit Ins. Corp. v.
Meyer, 510 U.S. 471, 480-481 (1994) ("agencies authorized to 'sue and be
sued' are presumed to have fully waived immunity" [quotations and citation
omitted]). However, Massachusetts courts
interpreting our State statutes stringently construe statutory waivers of
sovereign immunity. See Grand Manor
Condominium Ass'n, 100 Mass. App. Ct. at 770.
The Federal cases that equate sue-and-be-sued clauses with a waiver of
sovereign immunity are based on Federal law and thus not binding on us. And while other jurisdictions are split on
this question, we think the cases that conclude that these clauses, standing
alone, do not waive sovereign immunity are the better reasoned ones. See, e.g., Self v. Atlanta, 259 Ga. 78, 79
(1989) ("such [sue and be sued] language should be read as providing an
entity with the status and capacity to enter courts, and not as waiving
sovereign immunity"); Young v. Greater Portland Transit Dist., 535 A.2d
417, 419 (Me. 1987) (holding that Maine "narrowly construe[s] express
waivers" of sovereign immunity, and concluding the "right to 'sue
[or] be sued'" as used in public transit system's statutory charter was
not waiver of sovereign immunity); New Jersey Educ. Facilities Auth. v. Gruzen
Partnership, 125 N.J. 66, 72 (1991) ("the presence of the 'sue and be
sued' language . . . is but one of the factors to be considered in
determining legislative intent").
[18] While it is
true that the Wage Act applies to the Commonwealth and its instrumentalities,
the waiver of immunity is limited to specified classes of employees. See Donahue, 99 Mass. App. Ct. at 184-187 (where
court officers not an enumerated class of employees, court officer's Wage Act
claim properly dismissed as barred by sovereign immunity). The plaintiffs do not purport to fall within
one of the classes of employees covered by the Wage Act.
[19] By its plain
language, § 148A applies only to the wages and hours provisions of c.
149. We agree with the plaintiffs that
the Legislature broadly defined the class of individuals considered employees
for purposes of the independent contractor statute. It did so to create a statutory presumption
of an employment relationship to protect workers from being misclassified as
independent contractors who would not otherwise be protected by our wage and
hours laws, cc. 149 and 151. See Patel,
489 Mass. at 358-359. If the Legislature
had also intended to waive sovereign immunity in this section, presumably it
would have included a broad definition of "employer" or used a term
other than "whoever" in the remedial provision. See note 10, supra. See also Boxford, 458 Mass. at 605.
[20] The
Department of Labor Standards is an agency within the Executive Office of Labor
and Workforce Development. Rego v.
Allied Waste Servs. of Mass., LLC, 100 Mass. App. Ct. 750, 751 n.4 (2022). The Department of Labor and Industries is
part of that office. Id. Although enforcement of chapter 149 was once
the province of the Department of Labor and Industries, the Attorney General is
now charged with enforcing its provisions.
See Reuter v. Methuen, 489 Mass. 465, 469 & n.5 (2022).
[21] In these
statutory sections, the Legislature authorized the promulgation of rules and
regulations by the personnel administrator to carry out their provisions.