The Commonwealth appeals from a judgment
of a single justice of this court denying its petition pursuant to G. L.
c. 211, § 3. We affirm.
Background. In April 2019, a Hampden County grand jury
indicted the defendant, Blake Scanlon, on one count of murder in the first
degree, in violation of G. L. c. 265, § 1; and one count of
assault and battery by means of a dangerous weapon, in violation of G. L.
c. 265, § 15A (b). Two years
later, in April 2021, a Hampshire County grand jury indicted Scanlon on one
count of solicitation to commit witness intimidation and two counts of
solicitation to commit murder, all in violation of G. L. c. 274,
§ 8. The victim of one of the
counts of solicitation to commit murder in the Hampshire County case is the
prosecutor in the Hampden County case, Matthew Green. On the basis that, through certain of his own
actions, Green made himself a potential witness at trial, Scanlon filed a
motion to disqualify him, as well as the whole of the district attorney's
office for the Hampden district, from prosecuting the Hampden County
indictment, and to instead appoint a special prosecutor.[1],[2]
After a hearing, a judge in the Superior
Court allowed Scanlon's motion to the extent that it sought to disqualify
Green, but she denied it to the extent that it sought to disqualify the entire
office of the Hampden district attorney.[3]
The Commonwealth thereafter filed a petition pursuant to G. L.
c. 211, § 3, arguing that the judge abused her discretion in
disqualifying Green. A single justice
denied the petition on the basis that the disqualification order did not
constitute an abuse of discretion. The
Commonwealth appeals.
Scanlon's motion to disqualify Green stems
from Green's involvement with Christopher Fiorentino, a so-called jailhouse
informant, who was incarcerated with Scanlon at the Hampshire County house of
correction. Fiorentino told State police
investigators that Scanlon had made statements and admissions about the murder,
and that Scanlon had tried to engage Fiorentino in a murder-for-hire plot
targeting both Green and several Commonwealth witnesses. The Commonwealth and Fiorentino entered into
an agreement providing that in exchange for Fiorentino's cooperation with the
Hampden district attorney's office regarding the investigation and prosecution
of Scanlon, the Commonwealth would take Fiorentino's cooperation into
consideration in two contexts: (1) in
resolving his pending criminal matters within the Hampden district attorney's
office; and (2) to "assist and inform" the Worcester district
attorney's office regarding the resolution of his pending probation violation
in that county. The agreement was signed
by Green.
In the course of upholding the cooperation
agreement, Green appeared in court in Worcester County as least twice to, in
Green's own words, "advocate[]" for a lower sentence for Fiorentino
in connection with his probation violation in that county.[4] Green also advocated on Fiorentino's behalf
several times when Fiorentino sought modifications of certain conditions of
release that would apply once he becomes eligible for release.
These actions are what makes Green a
potential witness at Scanlon's murder trial.
The Commonwealth has indicated that it intends to call Fiorentino as a
witness. If Fiorentino testifies in
conflict with any of the disclosures made by Green regarding the cooperation
agreement and Green's role in securing lesser penalties for Fiorentino, Green
may be called to testify. Even if that
does not happen -- that is, even if Fiorentino's testimony is in line with what
Green disclosed -- Scanlon has indicated that he intends to deny the
conversations with Fiorentino and to vigorously cross-examine Fiorentino so as
to call Fiorentino's credibility into question and show bias in favor of the
Commonwealth. Either way, it seems
likely that the details of Green's involvement in Fiorentino's cooperation with
the Commonwealth will come to light at trial.
Discussion. Disqualification of counsel is not a measure
to be taken lightly. See, e.g., Adoption
of Erica, 426 Mass. 55, 58 (1997). In considering
whether to disqualify counsel, a judge "must closely scrutinize the facts
before [him or her] to determine whether a lawyer's 'continued participation as
counsel taints the legal system.'"
Smaland Beach Ass'n, Inc. v. Genova, 461 Mass. 214, 224-225 (2012),
quoting Borman v. Borman, 378 Mass. 775, 788 (1979). See also, e.g., Slade v. Ormsby, 69 Mass.
App. Ct. 542, 546 (2007) (motions to disqualify are, by their nature, intensely
fact specific, and charges of conflict of interest warrant searching review
before ordering disqualification). There
is no question that the judge did that here, that she engaged in the requisite
analysis and gave due consideration to the facts and circumstances of this
case, as evidenced by the multiple hearings and her three written decisions.
Pursuant to Mass. R. Prof. C. 3.7 (a), as
appearing in 471 Mass. 1434 (2015), a lawyer "shall not act as advocate at
a trial in which the lawyer is likely to be a necessary witness." See note 1, supra. The Commonwealth argues that the judge erred
in disqualifying Green on the basis that he is only a "potential"
witness and not inevitably "likely to be a necessary witness." Moreover, the Commonwealth argues, even if
Green were a necessary witness, there are other means by which information
within Green's personal knowledge could be elicited at trial, i.e., other
witnesses who could testify to the same information or certain facts to which
the Commonwealth would stipulate, obviating the need for some witness
testimony. See Smaland Beach Ass'n,
Inc., 461 Mass. at 221 ("judges . . . should consider whether
the information sought from the attorney-witness can be presented in a
different manner").
It is not, however, clear that this is so,
and indeed, Scanlon argues that there is certain information that is not
otherwise obtainable if not from Green himself, due in part to the degree to
which Green inserted himself into Fiorentino's cases. To the extent that the Commonwealth suggests
that Scanlon is using Green's role as a potential witness to "tactical
advantage" and "as a weapon to maneuver [opposing counsel's]
withdrawal," see id., we find no merit to this argument. Although a cooperation agreement between the
Commonwealth and one of its witnesses, and the revelation of such an agreement
at trial, is by no means extraordinary, the level of Green's involvement with
Fiorentino was extensive, and Scanlon's concerns are well founded. The judge, in short, did not err in
concluding that precluding Scanlon from calling Green as a witness was not a
viable option in the circumstances.
The Commonwealth also argues that the
judge's disqualification of Green raises separation of powers concerns, and
violates art. 30 of the Massachusetts Declaration of Rights, because it
constitutes improper judicial interference in an executive branch decision,
i.e., the district attorney's discretion to choose the prosecutor. See, e.g., Commonwealth v. Cheney, 440 Mass.
568, 574 (2003), and cases cited (judicial review of decisions within executive
discretion of prosecutor constitutes "intolerable interference by the judiciary
in the executive department" and violates art. 30 [citation
omitted]). The argument is not
persuasive. The judge's decision was not
baseless -- she did not arbitrarily or with no reason disqualify a prosecutor,
and she only disqualified Green, not the entire office as Scanlon had
requested. Additionally, this is not a
case of a judicial ruling that bears on whether to prosecute. See, e.g., Commonwealth v. Rosa, 491 Mass.
369, 372 (2023), and cases cited (decision to proceed with prosecution lies
exclusively with executive branch). In
short, the judge's decision does not amount to an "intolerable
interference by the judiciary" in the executive branch. This is simply a case where a judge made a
discretionary decision, based on the particular circumstances of the case, to
disqualify an attorney who may well be a witness at trial.
Conclusion. The single justice did not err or abuse his
discretion in affirming the trial court judge's decision and in denying relief
under G. L. c. 211, § 3.[5]
Judgment
affirmed.
Lee Baker, Assistant District Attorney,
for the Commonwealth.
Marissa Elkins for the defendant.
footnotes
[1] Pursuant to
Mass. R. Prof. C. 3.7, as appearing in 471 Mass. 1434 (2015):
"A lawyer
shall not act as advocate at a trial in which the lawyer is likely to be a
necessary witness unless:
"(1) the testimony relates to an
uncontested issue;
"(2) the testimony relates to the
nature and value of legal services rendered in the case; or
"(3) disqualification of the lawyer
would work substantial hardship on the client."
[2] Although the
defendant initially appeared to indicate that the basis for the
disqualification motion was that the prosecutor was the victim of one of the
counts of solicitation to commit murder, he later clarified that this was not
the basis for the motion.
[3] The judge
subsequently denied the Commonwealth's motion for reconsideration, in a written
decision after a second hearing, and then issued yet another (third) written
decision, on the Commonwealth's second motion for reconsideration.
[4] In connection
with Fiorentino's probation violation in Worcester County, the Worcester
district attorney's office initially requested a longer sentence; Green
persuaded them to agree to a lower recommendation, which the judge ultimately
imposed, over the objection of the probation department. Green also agreed to reduce Fiorentino's bail
on a pending matter in Hampden County.
[5] The judge's
decision to allow the motion to disqualify Green was based in part on the
appearance of impropriety. Our decision
is not based on that issue -- and we express no view on that issue -- but
rather on the level to which Green was engaged with Fiorentino's cases and
circumstances.