Civil action commenced in the Superior
Court Department on April 23, 2021.
A motion for injunctive relief was heard
by Salim Rodriguez Tabit, J., and questions of law were reported by him to the
Appeals Court.
The Supreme Judicial Court on its own
initiative transferred the case from the Appeals Court.
William E. Gens for the defendant.
James F. Wellock, Assistant City
Solicitor, for the plaintiff.
Kimberly Parr, Assistant Attorney General,
for the Commonwealth.
CYPHER, J.
On March 10, 2020, Governor Charles D. Baker, Jr. (Governor), according
to his authority under the Civil Defense Act, St. 1950, c. 639, and
G. L. c. 17, § 2A, and in response to the emergence of the
COVID-19 pandemic in the Commonwealth, declared a state of emergency. See Desrosiers v. Governor, 486 Mass. 369,
373 (2020). During this state of
emergency, which eventually ended on June 15, 2021, the Governor issued
sixty-nine emergency orders. See Order
Announcing the Termination of the March 10, 2020 State of Emergency and
Rescinding COVID-19 Executive Orders Issued Pursuant to the Massachusetts Civil
Defense Act, COVID-19 Order No. 69 (May 28, 2021) (Order 69). The defendant, Ariana Murrell, individually
and as manager of Liberty Tax Service (Liberty Tax), challenges two of those
emergency orders and the Statewide face covering requirements associated with
them: (1) Order Authorizing the
Re-Opening of Phase II Enterprises, COVID-19 Order No. 37 (June 6, 2020) (Order
37); and (2) Revised Order Requiring Face Coverings in Public Places, COVID-19
Order No. 55 (Nov. 2, 2020) (Order 55).
As Order 69 revoked Orders 37 and 55 while the interlocutory appeal was
pending, see Order 69 at 2, we now dismiss the case as moot.[3]
Background. 1. The
emergency orders. Order 37, issued on
June 6, 2020, required the director of the Department of Labor Standards
(director) and the Commissioner of Public Health to issue COVID-19 workplace
safety rules. Order 37 at 4. In addition, Order 37 gave the Department of
Labor Standards, in consultation with the Department of Public Health
(department), "general authority to promulgate directives, regulations,
and guidance to implement and enforce" those safety rules. Id. at 5.
A regulation promulgated under this authority required that "[a]ll
enterprises that are authorized to open and are operating brick-and-mortar
premises that are open to workers, customers, vendors or the public shall
. . . [r]equire face coverings or masks for all workers." 454 Code Mass. Regs. § 31.03(1)(d)
(2020).
Order 55, which went into effect on
November 6, 2020, required "all persons . . . over the age of 5
years old . . . to wear a mask or cloth face covering over their
mouth and nose when in a public location."
Order 55 at 2, 4. Order 55
granted enforcement power to the department, local boards of health, and authorized
agents. Id. at 3. We refer to the mask requirements imposed by
regulation under Order 37 and Order 55 together as the "Statewide mask
mandates."
2.
Murrell's conduct. Murrell
operates Liberty Tax, a business providing tax preparation services in the city
of Lynn (city). Murrell initially
complied with the Statewide mask mandates, but after allegedly noticing that
face masks were causing harm to people's health, Murrell adopted a no-mask
policy at Liberty Tax. The policy
required that customers and staff members not wear masks inside the
premises. The Lynn police department
received multiple complaints about Murrell's no-mask policy. The Lynn police investigated and corroborated
these complaints with their own independent and documented observations of
Murrell's practices at Liberty Tax.
Members of the public also contacted the city's board of health (board)
to notify it of Murrell's no-mask policy.
The city's health inspector (inspector)
issued an initial citation to Murrell, dated February 2, 2021, warning her that
Liberty Tax was in violation of the State's emergency orders. The inspector issued another five citations
from February to April 2021, each fining Murrell $300 for Liberty Tax's
continuing violation of the Statewide mask mandates, and a cease and desist
order, dated March 17, 2021. Murrell
unsuccessfully appealed the fines and the cease and desist order before the
board, and sought judicial review in the District Court.
Murrell's no-mask policy drew the attention
of the director as well as the Federal Occupational Safety and Health
Administration (OSHA). The director
issued a cease and desist order, dated February 23, 2021. Following a visit by an OSHA compliance
officer on March 17, 2021, OSHA issued Murrell a citation and notice of
penalty, including a $136,532 fine, dated April 8, 2021. Murrell appealed OSHA's citation and notice
of penalty.[4]
About one month after issuing its cease
and desist order, the city brought an action in Superior Court seeking a
temporary restraining order and a permanent injunction to prevent Murrell from
operating Liberty Tax until the Governor ended the state of emergency, and
requesting a declaratory judgment stating that the city had authority to
enforce the cease and desist order.
Alongside its complaint, the city filed an emergency motion for a
preliminary injunction. Murrell
responded to the motion, claiming, among other things, that the Occupational
Safety and Health Act of 1970 (OSH Act), 29 U.S.C. §§ 651 et seq.,
preempted the Governor's emergency orders and that only OSHA had the statutory
authority and jurisdiction to seek an injunction against her. After a hearing, a judge of the Superior
Court concluded that the emergency orders were not preempted and that it was in
the public interest to grant a preliminary injunction authorizing the Lynn
police to close Liberty Tax if Murrell failed to comply with the city's cease
and desist order within twenty-four hours.
The judge, however, stayed the injunction on May 10, 2021, and, pursuant
to G. L. c. 231, § 111, and Mass. R. Civ. P. 64 (a), as amended,
423 Mass. 1403 (1996), reported the following two questions for decision by the
Appeals Court: (1) "Did the court
err in holding that Order . . . 37 and Order . . . 55 are
not preempted by the OSH Act?"; and (2) "Did the court err in holding
that the public interest required an order shutting down Liberty
[Tax]?" We transferred the
interlocutory appeal to this court on our own motion on October 20, 2021. On May 28, 2021, before the transfer, the
Governor issued Order 69, which lifted most COVID-19 related orders and
restrictions, including Order 37 and Order 55, the following day. See Order 69 at 2.
Discussion. Murrell argues on appeal that the
now-rescinded Orders 37 and 55, and the directives and regulations associated
them, were preempted by the OSH Act. See
art. VI, cl. 2, of the United States Constitution. Murrell also argues that the judge erred in
issuing the preliminary injunction because the city did not meet its burden of
showing that it was in the public interest to do so. Because Orders 37 and 55 have been rescinded,
the city no longer seeks to enjoin the operation of Liberty Tax, and neither
party seeks any other form of relief. As
a threshold matter, however, we must determine whether the issues are moot and,
if they are, whether we ought to exercise our discretion to decide them anyway.
1.
Mootness. "[L]itigation is
considered moot when the party who claimed to be aggrieved ceases to have a
personal stake in its outcome."
Blake v. Massachusetts Parole Bd., 369 Mass. 701, 703 (1976). A party no longer has a personal stake in a
case "where a court can order 'no further effective relief.'" Branch v. Commonwealth Employment Relations
Bd., 481 Mass. 810, 817 (2019), cert. denied, 140 S. Ct. 858 (2020), quoting
Lawyers' Comm. for Civ. Rights & Economic Justice v. Court Adm'r of the
Trial Court, 478 Mass. 1010, 1011 (2017).
We have explained that "generally . . . '[c]ourts decline
to hear moot cases because (a) only factually concrete disputes are capable of
resolution through the adversary process, (b) it is feared that the parties
will not adequately represent positions in which they no longer have a personal
stake, (c) the adjudication of hypothetical disputes would encroach on the
legislative domain, and (d) judicial economy requires that insubstantial
controversies not be litigated.'"
Lockhart v. Attorney Gen., 390 Mass. 780, 782-783 (1984), quoting Wolf
v. Commissioner of Pub. Welfare, 367 Mass. 293, 298 (1975).
Murrell argues that this case is not moot
because there is still an ongoing dispute between the parties in the District
Court regarding fines under the challenged emergency orders. That dispute, however, is a separate matter
concerning Murrell's ongoing pecuniary obligations, separate from this
interlocutory appeal. In this case,
Murrell challenged the validity of the emergency orders in response to the
city's seeking an injunction based on them.
The city, on appeal, concedes that the injunction, by its terms, expired
when the Governor rescinded the emergency orders. Because Murrell no longer is subject either
to the emergency orders or to the injunction, a ruling from this court on the
issues that she raises would offer no additional relief and would not alter
either party's legal position. See
Mullholland v. State Racing Comm'n, 295 Mass. 286, 289 (1936) ("When
. . . the situation is such that the relief sought is no longer
available . . . and a decision by the court will not be applicable to
existing rights, . . . [t]he questions . . . have become
moot"). All that is left is for us
to invest valuable judicial resources in settling a "hypothetical
dispute[]." Wolf, 367 Mass. at
298. Thus, the case is moot.
2.
Discretion to decide the issues.
Despite the "general rule" that we will not decide cases that
have become moot, Norwood Hosp. v. Munoz, 409 Mass. 116, 121 (1991), mootness
differs from other doctrines of justiciability in that it is "'a factor
affecting [the court's] discretion, not its power,' to decide a
case." Styller v. Zoning Bd. of
Appeals of Lynnfield, 487 Mass. 588, 595 (2021), quoting Rosado v. Wyman, 397
U.S. 397, 403 (1970). When determining
whether to exercise this discretion, we consider whether
"(1) the
issue was fully argued on both sides; (2) the question was certain, or at least
very likely, to arise again in similar factual circumstances; (3)
. . . appellate review could not be obtained before the recurring
question would again be moot; and (4) most importantly, the issue was of public
importance."
Ott v. Boston
Edison Co., 413 Mass. 680, 683, (1992), citing Lockhart, 390 Mass. at 783. Murrell advances a number of additional
arguments that appear to urge us to decide the issues notwithstanding their
mootness. We address each in turn.
a.
Resolution of the parallel District Court case. Murrell argues that answering the question of
Federal preemption ultimately might guide the District Court's decision concerning
fines in the parallel action. While that
may be, this court's "long tradition of not unnecessarily deciding
constitutional questions" counsels against reaching the merits of a case
merely to aid in resolving a controversy that may not be decided based on the
constitutional question raised here.[5]
Lockhart, 390 Mass. at 784.
Because "[t]his court 'do[es] not decide constitutional questions
unless they must necessarily be reached,'" such a question concerning preemption
under the supremacy clause would be better addressed on appeal from the
District Court judge's decision should the judge decide the case on that
ground. Alliance to Protect Nantucket
Sound, Inc. v. Department of Pub. Utils. (No. 1), 461 Mass. 166, 172 (2011),
quoting Commonwealth v. Paasche, 391 Mass. 18, 21 (1984) (court required that
preliminary question regarding town's statutory authority to issue regulation
be answered before addressing defendant's multiple constitutional claims,
including that regulation violated supremacy clause).
b.
Likelihood of repetition. Murrell
argues that we should decide the issues because, based on the Governor's
comments at a press conference on May 29, 2021, and his reopening plan
announced in May 2020, he could reinstate an emergency order like the ones
challenged here at any time. First,
Murrell's assertion that the issues are likely to arise again is
"speculative and insufficient to confer a stake in the outcome of this
particular appeal." Commonwealth v.
Delmore D., 480 Mass. 1009, 1009 n.2 (2018).
See Bronstein v. Board of Registration in Optometry, 403 Mass. 621, 627
(1988) ("Speculative fear of future litigation . . . does not
save a case from being moot"). See
also Boston Bit Labs, Inc. v. Baker, 11 F.4th 3, 11 (1st Cir. 2021) ("even
if . . . COVID-19 flare-ups occur . . . , it is
unrealistically speculative that Governor Baker would again declare a state of
emergency, again close businesses, and again put arcades in a less favorable
reopening phase than casinos").
Second, it overlooks the changes in both
the factual and legal landscape of the COVID-19 pandemic. The emergency orders were issued to address
an earlier variant of COVID-19 at a time when the State had a limited number of
protective measures at its disposal. See
World Health Organization, Tracking SARS-CoV-2 Variants,
https://www.who.int/en/activities/tracking-SARS-CoV-2-variants
[https://perma.cc/K4DS-T6W2]. Measures
now available include multiple types of COVID-19 tests, vaccines, and COVID-19
treatments that can be administered at home.
See Centers for Disease Control and Prevention, COVID-19 Testing: What You Need to Know,
https://www.cdc.gov/coronavirus/2019-ncov/symptoms-testing/testing.html
[https://perma.cc/S6DT-9F6P]; Department of Public Health, Find a COVID-19
Test, https://www.mass.gov/info-details/find-a-covid-19-test
[https://perma.cc/X8B3-STVC]; Department of Public Health, Massachusetts
COVID-19 Vaccination Data and Updates, https://www.mass.gov/info-details
/massachusetts-covid-19-vaccination-data-and-updates
[https:
//perma.cc/B4XL-44LX];
National Institutes of Health, Coronavirus Disease 2019 (COVID-19) Treatment
Guidelines, at 122 (updated Apr. 22, 2022), https://files.covid19treatment
guidelines.nih.gov/guidelines/covid19treatmentguidelines.pdf
[https://perma.cc/H8KD-KMET]. These
changes suggest that the "factual underpinnings of the dispute have so
changed or are likely to so change as to make an appellate decision 'a useless
and inappropriate exercise.'"
Lockhart, 390 Mass. at 784, quoting Reilly v. School Comm. of Boston,
362 Mass. 689, 693–695 (1972).
When we have found that an issue is likely
to arise again and exercised our discretion to decide a moot issue, we often
have been presented with concrete examples of repetition and not mere
speculation. For example, in Globe
Newspaper Co. v. District Attorney for the Middle Dist., 439 Mass. 374, 378-379
(2003), we concluded that, even if the issue were moot, the plaintiff's
entitlement to certain information within the public records statute's ten-day
deadline for compliance was an issue capable of repetition but evading
review. We observed that the plaintiff
had brought three successive actions against the defendants, and in each action
the defendants claimed the same defense.
Id. Cf. Wilson v. Commissioner of
Transitional Assistance, 441 Mass. 846, 850 (2004) (holding that even
"assuming the case [were] moot, . . . [t]he situation [was]
likely to arise again in similar circumstances" and observing that
"this is the second fiscal year in which there has been litigation
challenging the commissioner's authority"). Murrell asks us to conclude that issues
surrounding the validity of the rescinded mandates, which have not applied to
anyone since June 2021, are capable of repetition. Contrast Gonzalez v. Commissioner of
Correction, 407 Mass. 448, 450 (1990) (issues around inmate drug testing that
apply to "any inmate in any Department of Correction institution" are
capable of repetition). Simply put, with
no definitive evidence that these issues are capable of repetition, Murrell's
"[s]peculative fear of future litigation . . . does not save
[this] case from being moot."
Bronstein, 403 Mass. at 627.
In addition, the United States Supreme
Court recently indicated that OSHA's authority to issue COVID-19 regulations
may be more limited than previously thought.
In National Fed'n of Indep. Business v.
Department of Labor, Occupational Safety & Health Admin., 142 S. Ct.
661, 662-663 (2022), various applicants asked the Court to stay, pending
judicial review, an OSHA emergency temporary standard that ordered employers
with more than one hundred employees to require their employees to be
vaccinated against COVID-19, or to take weekly COVID-19 tests and wear a mask
in the workplace. The Court granted the
stay, holding that the "[a]pplicants [were] likely to succeed on the
merits of their claim that the Secretary [of Labor] lacked authority to impose
the mandate." Id. at 664-665. According to the Court, OSHA is not precluded
from issuing COVID-19 regulations for the workplace; however, it is limited
when such regulations "take[] on the character of a general public health
measure, rather than an 'occupational safety or health standard.'" Id. at 666, quoting 29 U.S.C. § 655(b). In light of this decision, we cannot say with
any degree of certainty that our understanding of OSHA's authority to issue
general COVID-19 regulations, and the interrelated issue of preemption, would
be the same if the Governor were to issue another Statewide mandate. Any new ruling regarding the scope of OHSA's
authority would "'significantly alter[] the posture' of this case" if
a factually similar case were to arise again.
Bronstein, 403 Mass. at 627, quoting United States Dep't of Treasury,
Bur. of Alcohol, Tobacco & Firearms v. Galioto, 477 U.S. 556, 559 (1986).
c.
Likelihood of evading review.
Even if the issues here were capable of repetition, we do not think it
likely that "appellate review could not be obtained before the recurring
question would again be moot." Ott,
413 Mass. at 683. "An issue apt to
evade review is one which tends to arise only in circumstances that create a
substantial likelihood of mootness prior to completion of the appellate
process" (emphasis added). First
Nat'l Bank of Boston v. Haufler, 377 Mass. 209, 211 (1979). Such issues often arise in "evanescent,
time-defined actions" like ones related to pregnancy, commitment orders,
and student suspension. Aquacultural
Research Corp. v. Austin, 88 Mass. App. Ct. 631, 634 (2015), citing Roe v.
Wade, 410 U.S. 113, 125 (1973) (access to abortion). See Doe v. Superintendent of Sch. of
Worcester, 421 Mass. 117, 123 (1995) (student suspension); Superintendent of
Worcester State Hosp. v. Hagberg, 374 Mass. 271, 274 (1978) (commitment order
to mental health facility). So far, questions
related to COVID-19 have not fit into this category. Since its emergence in the United States in
early 2020, it has been consistently unclear how long COVID-19 will pose a
substantial threat to public health, especially in light of occasional spikes
and dips in infections, lasting varying lengths of time. Thus, it is impossible to posit whether the
circumstances that might spur a new Statewide mask mandate, if they ever should
arise, would not last long enough to enable appellate review of a challenge to
such a mandate.[6],[7]
Conclusion. Judgment shall enter dismissing the action as
moot.
So ordered.
footnotes
[1] By and through its board of health.
[2] Individually and as manager of Liberty
Tax Service.
[3] We acknowledge the amicus brief
submitted by the Commonwealth in support of the city of Lynn.
[4] The status of the appeal is not in the
record. The OSHA online establishment
search indicates that no final order has issued and that the matter continued
to be "[c]ontested" as of April 23, 2021. See United States Department of Labor,
Occupational Safety and Health Administration, Inspection Detail,
Inspection: 1520204.015 -- Ariana Murrell-Rosario
D/B/A Liberty Tax Service, https://www.osha.gov/pls/imis/establishment
.inspection_detail?id=1520204.015
[https://perma.cc/DW42-RAAL].
[5] As we observed in Wolf, 367 Mass. at
298, deciding "hypothetical disputes . . . encroach[es] on the
legislative domain." We are
cognizant that an unnecessary preemption ruling has the same effect of
encroaching on the other branches of government. We previously have stated that
"[p]reemption . . . is not favored, and State laws should be
upheld unless a conflict with Federal law is clear" (citation
omitted). Sawash v. Suburban Welders
Supply Co., 407 Mass. 311, 315, 318 (1990) (holding that neither Hazardous
Materials Transportation Act, 49 U.S.C. §§ 1801–1813 [1982 & Supp. III
1985], nor Federal regulation 49 C.F.R. § 173.315 [1989] preempted
plaintiff's tort claims).
[6] Furthermore, if it were likely that an
emergency order similar to the ones challenged here were only to remain in
place for a matter of weeks or months, "[o]ur appellate system has the
capacity to move rapidly when circumstances warrant prompt resolution of an
important issue." Ott, 413 Mass. at
684. We have demonstrated our ability to
resolve pressing issues arising from the Commonwealth's response to the
COVID-19 pandemic. See Desrosiers, 486
Mass. at 371-372.
[7] Murrell presses us to envision a cycle
of relaxation and reimposition of similar Statewide mask mandates by the
Governor that perpetually evade review, citing the United States Supreme
Court's decision in Roman Catholic Diocese of Brooklyn v. Cuomo, 141 S. Ct. 63,
68-69 (2020) (granting emergency injunctive relief, preventing New York
governor from enforcing COVID-19 restrictions against religious institutions
despite claim that change in restrictions rendered case moot). As the United States Court of Appeals for the
First Circuit highlighted in Boston Bit Labs, Inc., 11 F.4th at 11, unlike the
orders challenged here, the New York governor's order still was in effect when
the Court reviewed the case. Id., citing
Roman Catholic Diocese of Brooklyn, supra at 68. Moreover, the record in Roman Catholic
Diocese of Brooklyn demonstrated the New York governor's deliberate attempts to
evade judicial review by "'regularly chang[ing] the classification of
particular areas without prior notice,' including three times in the seven days
before the Supreme Court ruled."
Boston Bit Labs, Inc., supra, quoting Roman Catholic Diocese of
Brooklyn, supra at 68 & n.3. In
effect, the applicants in Roman Catholic Diocese of Brooklyn "remain[ed]
under a constant threat that the area in question [would] be
reclassified." Boston Bit Labs,
Inc., supra, quoting Roman Catholic Diocese of Brooklyn, supra at 68.